Apresa: MiFIDII Call Recording

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[fusion_builder_container hundred_percent=”yes” overflow=”visible”][fusion_builder_row][fusion_builder_column type=”1_1″ layout=”1_1″ background_position=”left top” background_color=”” border_size=”” border_color=”” border_style=”solid” spacing=”yes” background_image=”” background_repeat=”no-repeat” padding_top=”” padding_right=”” padding_bottom=”” padding_left=”” margin_top=”0px” margin_bottom=”0px” class=”” id=”” animation_type=”” animation_speed=”0.3″ animation_direction=”left” hide_on_mobile=”no” center_content=”no” min_height=”none” last=”no” hover_type=”none” link=”” border_position=”all”][fusion_counters_circle class=”” id=””][fusion_counter_circle filledcolor=”#5b9e2b” unfilledcolor=”” size=”300″ scales=”no” countdown=”no” speed=”1500″ value=”100″]Simple[/fusion_counter_circle][fusion_counter_circle filledcolor=”#5b9e2b” unfilledcolor=”” size=”300″ scales=”no” countdown=”no” speed=”1500″ value=”100″]Effective[/fusion_counter_circle][fusion_counter_circle filledcolor=”#5b9e2b” unfilledcolor=”” size=”300″ scales=”no” countdown=”no” speed=”1500″ value=”100″]Secure[/fusion_counter_circle][/fusion_counters_circle][/fusion_builder_column][/fusion_builder_row][/fusion_builder_container][fusion_builder_container background_color=”” background_image=”” background_parallax=”fixed” enable_mobile=”no” parallax_speed=”0.3″ background_repeat=”no-repeat” background_position=”left top” video_url=”” video_aspect_ratio=”16:9″ video_webm=”” video_mp4=”” video_ogv=”” video_preview_image=”” overlay_color=”” video_mute=”yes” video_loop=”yes” fade=”no” border_size=”0px” border_color=”” border_style=”solid” padding_top=”45px” padding_bottom=”30px” padding_left=”0px” padding_right=”0px” hundred_percent=”no” equal_height_columns=”no” hide_on_mobile=”no” menu_anchor=”” class=”” id=””][fusion_builder_row][fusion_builder_column type=”1_2″ layout=”1_2″ last=”no” spacing=”yes” center_content=”no” hide_on_mobile=”no” background_color=”” background_image=”” background_repeat=”no-repeat” background_position=”left top” border_size=”0px” border_color=”” border_style=”” padding_top=”” padding_right=”” padding_bottom=”” padding_left=”” margin_top=”” margin_bottom=”” animation_type=”” animation_direction=”” animation_speed=”0.1″ class=”” id=”” min_height=”” hover_type=”none” link=”” border_position=”all”][fusion_text]

Record Calls For Regulatory Purposes

[/fusion_text][fusion_separator style_type=”none” top_margin=”25″ bottom_margin=”” sep_color=”” border_size=”” icon=”” icon_circle=”” icon_circle_color=”” width=”” alignment=”” class=”” id=”” /][fusion_text]FCA[/fusion_text][fusion_separator style_type=”none” top_margin=”-20″ bottom_margin=”” sep_color=”” border_size=”” icon=”” icon_circle=”” icon_circle_color=”” width=”” alignment=”” class=”” id=”” /][fusion_text]Financial Ombudsman Service information has shown the majority of complaints about investments centre on the conversations when investments are sold.”

“firms are required to record telephone conversations and electronic communications that relate to “the reception, transmission and execution of orders, or dealing on own account”

Source: https://www.moneymarketing.co.uk/fca-asks-advisers-record-telephone-calls[/fusion_text][fusion_separator style_type=”none” top_margin=”-20″ bottom_margin=”” sep_color=”” border_size=”” icon=”” icon_circle=”” icon_circle_color=”” width=”” alignment=”” class=”” id=”” /][fusion_youtube id=”https://www.youtube.com/watch?v=Duy6JYxD89g” width=”600″ height=”350″ autoplay=”no” api_params=”” class=”” /][/fusion_builder_column][fusion_builder_column type=”1_2″ layout=”1_2″ last=”yes” spacing=”yes” center_content=”no” hide_on_mobile=”no” background_color=”” background_image=”” background_repeat=”no-repeat” background_position=”left top” border_size=”10px” border_color=”” border_style=”solid” padding_top=”” padding_right=”” padding_bottom=”” padding_left=”” margin_top=”” margin_bottom=”” animation_type=”0″ animation_direction=”down” animation_speed=”0.1″ class=”” id=”” min_height=”” hover_type=”none” link=”” border_position=”all”][fusion_text]

Summary of MiFID II

[/fusion_text][fusion_checklist icon=”fa-check” iconcolor=”” circle=”yes” circlecolor=”” size=”small” class=”” id=””][fusion_li_item icon=”fa-chevron-right”]MiFiD II deadline delayed from Jan 2017 to Jan 2018[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]5 years’ data retention period[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]Applies to “article 3 firms” including IFA’s and boutique corporate broking firms[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]All regulated firms including those giving advice to record calls and electronic communications[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]Communication covers email, mobile and landline calls etc[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]Recording is seen as a necessity for detecting market abuse & protecting customers[/fusion_li_item][/fusion_checklist][fusion_separator style_type=”none” top_margin=”25″ bottom_margin=”” sep_color=”” border_size=”” icon=”” icon_circle=”” icon_circle_color=”” width=”” alignment=”” class=”” id=”” /][fusion_text]

Apresa Helps You Achieve Compliance

[/fusion_text][fusion_checklist icon=”fa-check” iconcolor=”” circle=”yes” circlecolor=”” size=”small” class=”” id=””][fusion_li_item icon=”fa-chevron-right”]Fingerprinting & Encryption[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]Audit Trail[/fusion_li_item][fusion_li_item icon=”fa-chevron-right”]Authenticated & restrictive user access[/fusion_li_item][fusion_li_item icon=””]PCI DSS compliance[/fusion_li_item][fusion_li_item icon=””]Mobile recording (compatible android handsets)[/fusion_li_item][fusion_li_item icon=””]Screen recording[/fusion_li_item][fusion_li_item icon=””]Software Assurance – free with active support contracts[/fusion_li_item][/fusion_checklist][fusion_separator style_type=”none” top_margin=”25″ bottom_margin=”” sep_color=”” border_size=”” icon=”” icon_circle=”” icon_circle_color=”” width=”” alignment=”” class=”” id=”” /][fusion_accordion class=”” id=””][fusion_toggle title=”Apresa Features” open=”no”]

  • Multi level access; supervisors, groups and users
  • Free seating
  • Screen recording
  • Store on demand (audio & screen)
  • PCI-DSS compliance
  • Call commenting
  • Statistics for analysis in graph or .csv
  • Quick and easy search interface
  • User assignable search restrictions
  • Fingerprinting MD5, SHA-1
  • Encryption
  • Automatic backup to NAS
  • Automatic system check
  • Records SIP/VoIP, ISDN II, E1/T1, TDM, Analogue and radio communication

Optional

  • Agent Evaluation Module
  • Raid 1 or Raid 5 option
  • Redundant power supply

[/fusion_toggle][fusion_toggle title=”Download Apresa Brochure” open=”no”]Download Call Recorder Apresa Brochure (EN)[/fusion_toggle][/fusion_accordion][/fusion_builder_column][/fusion_builder_row][/fusion_builder_container][fusion_builder_container background_color=”” background_image=”” background_parallax=”fixed” enable_mobile=”no” parallax_speed=”0.3″ background_repeat=”no-repeat” background_position=”left top” video_url=”” video_aspect_ratio=”16:9″ video_webm=”” video_mp4=”” video_ogv=”” video_preview_image=”” overlay_color=”” video_mute=”yes” video_loop=”yes” fade=”no” border_size=”0px” border_color=”” border_style=”solid” padding_top=”20px” padding_bottom=”0px” padding_left=”0px” padding_right=”0px” hundred_percent=”no” equal_height_columns=”no” hide_on_mobile=”no” menu_anchor=”” class=”” id=””][fusion_builder_row][fusion_builder_column type=”1_1″ layout=”1_1″ background_position=”left top” background_color=”” border_size=”” border_color=”” border_style=”solid” spacing=”yes” background_image=”” background_repeat=”no-repeat” padding_top=”” padding_right=”” padding_bottom=”” padding_left=”” margin_top=”0px” margin_bottom=”0px” class=”” id=”” animation_type=”” animation_speed=”0.3″ animation_direction=”left” hide_on_mobile=”no” center_content=”no” min_height=”none” last=”no” hover_type=”none” link=”” border_position=”all”][fusion_tagline_box backgroundcolor=”” shadow=”no” shadowopacity=”0.1″ border=”1px” bordercolor=”” highlightposition=”top” content_alignment=”left” link=”http://vidicore.local/contact-us/” linktarget=”_blank” modal=”” button_size=”large” button_shape=”square” button_type=”flat” buttoncolor=”” button=”Contact us now” title=”Our solution ensures that PCI DSS, FCA and MiFID II compliance does not have to be time consuming or expensive.” description=”Apresa is simple to use and easy to implement. Apresa is also compatible with hosted SIP or onsite PBX voice solutions making it the ideal solution for any enviroment.” margin_top=”” margin_bottom=”” animation_type=”fade” animation_direction=”down” animation_speed=”1″ class=”” id=”” /][/fusion_builder_column][/fusion_builder_row][/fusion_builder_container][fusion_builder_container background_color=”” background_image=”” background_parallax=”fixed” enable_mobile=”no” parallax_speed=”0.3″ background_repeat=”no-repeat” background_position=”left top” video_url=”” video_aspect_ratio=”16:9″ video_webm=”” video_mp4=”” video_ogv=”” video_preview_image=”” overlay_color=”” video_mute=”yes” video_loop=”yes” fade=”no” border_size=”0px” border_color=”” border_style=”solid” padding_top=”5px” padding_bottom=”0px” padding_left=”0px” padding_right=”0px” hundred_percent=”no” equal_height_columns=”no” hide_on_mobile=”no” menu_anchor=”” class=”” id=””][fusion_builder_row][fusion_builder_column type=”1_1″ layout=”1_1″ background_position=”left top” background_color=”” border_size=”” border_color=”” border_style=”solid” spacing=”yes” background_image=”” background_repeat=”no-repeat” padding_top=”” padding_right=”” padding_bottom=”” padding_left=”” margin_top=”0px” margin_bottom=”0px” class=”” id=”” animation_type=”” animation_speed=”0.3″ animation_direction=”left” hide_on_mobile=”no” center_content=”no” min_height=”none” last=”no” hover_type=”none” link=”” border_position=”all”][fusion_tagline_box backgroundcolor=”” shadow=”no” shadowopacity=”0.1″ border=”1px” bordercolor=”” highlightposition=”top” content_alignment=”center” link=”” linktarget=”_blank” modal=”” button_size=”large” button_shape=”square” button_type=”flat” buttoncolor=”” button=”” title=”Further information on MiFID II and FCA regulations can be found here:” description=”” margin_top=”” margin_bottom=”” animation_type=”fade” animation_direction=”down” animation_speed=”1″ class=”” id=””]

www.fsa.gov.uk/pubs/policy/ps08_01.pdf
www.fsa.gov.uk/pubs/policy/ps10_17.pdf
www.fca.org.uk/publication/consultation/cp16-19.pdf
www.fca.org.uk/markets/mifid-ii
www.fca.org.uk/publication/documents/mifid-ii-application-notification-guide.pdf

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