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How Albemarle Asset Management ensures FCA compliance for traders in London with simple-to-use call recording and comprehensive trade review capabilities
Founded in 2003, Albemarle Asset Management made a strategic shift in 2007 with the arrival of a new shareholder, dedicating particular resources and energy to the Investment Management business with a focus on delivering good results and outperformance against benchmark indices.
The team’s best management skills lie in UCITS Funds and Alternative Funds, with the search for value forming the basis of their management strategy. Albemarle’s approach combines rigorous analysis with disciplined investment decisions to deliver consistent performance for their clients.
Albemarle Asset Management required an FCA compliant call recorder for traders in their London office, supported by their IT support company ITD to identify the optimal solution for their specific requirements.
The firm evaluated multiple competitors based on price and features before selecting Vidicode UK’s Apresa recording solution as the best fit for their operational needs.
The solution needed to be simple to use and administer, allowing each trader to access their own calls and add notes to live calls to assist in compliance reviews and trade verification processes.
Regulatory-compliant recording of all trader conversations in London operations
Each trader needs access to their own calls for review and verification
Ability to add notes to live calls for compliance reviews and trade documentation
Vidicode UK implemented the Apresa recording solution, providing Albemarle Asset Management with a simple-to-use and administer platform that meets all FCA compliance requirements for investment management firms.
The system enables individual trader access to their own call recordings with the ability to add notes during live calls, supporting compliance reviews and trade verification whilst maintaining complete audit trails for regulatory inspections.
Six transformative advantages that secured Albemarle's FCA compliance and operational efficiency
Complete recording of all trader conversations meeting Financial Conduct Authority requirements for investment firms.
Easy-to-use platform requiring minimal training for traders and administrators alike.
Each trader can access and review their own calls for verification and compliance purposes.
Add notes to calls in real-time, supporting compliance reviews and detailed trade documentation.
Best solution after evaluating multiple competitors on price and features, delivering optimal value.
Successfully implemented with ITD support, ensuring seamless integration with existing systems.
Join Albemarle Asset Management and hundreds of other investment management firms who trust Vidicode UK for simple, effective FCA-compliant call recording solutions.